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Fine-Tuning Fixes Mode Collapse and Over-Dispersion in LLMs

arXiv cs.AI 2026-09-16 04:00 English

摘要

arXiv:2609.16454v1 Announce Type: new Abstract: Recent work by Doshi and Hauser (2024), Bisbee et al. (2024), and Xie et al. (2026) raises concerns that outputs from large language models (LLMs) tend to be under-diverse: they repeat or resemble one another more often than responses from the population they are meant to represent, a phenomenon known as mode collapse. In this work, we show that whether mode-collapse, or its opposite, occurs depends on the specific model and dataset used. Further, with sufficient supervised fine-tuning (SFT) data, LLM output diversity converges toward that of the target distribution from which fine-tuning data are sampled. To quantify this comparison, we measure the probability that two responses sampled independently from the same fixed prompt coincide (collide), or their expected similarity under a kernel. We derive a bias-variance decomposition of the expected gap between the model's and target's collision probabilities, showing that SFT is not inherently biased toward mode collapse or its opposite: finite-sample SFT can leave a model either under- or over-dispersed, depending on the model and dataset. Finally, we show that the absolute gap is bounded by the square root of the Kullback-Leibler (KL) divergence from the target distribution to the model. Consequently, a model sufficiently close to optimal under population cross-entropy cannot exhibit arbitrarily miscalibrated diversity. We test the decomposition and the bound in three experimen

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